Would definitely recommend this conference. It helps gain knowledge on AML and enhances existing knowledge on the topics.
Ramesh Raj Aryual
Chief Operating Officer
Nepal Credit & Commerce Bank LTD
Nepal
Conference Program
Interactive Training - Monday, 13 June 2011
Day One attendees may choose to attend either English or Chinese training.
| 08.00 - 16.00 |
Registration and Help Desk Open |
| 08.00 - 09.00 |
Morning Tea |
| 09.00 - 12.00 |
MORNING WORKSHOP: Optimizing AML Investigations and STR Reporting Processes for Financial Institutions
- Effective & efficient money laundering and related financial crime investigations
- Techniques for coordinating with other departments during investigations
- Using financial intelligence and other available data to identify suspicious activities
- Establishing an efficient documentation process to support useful and high-quality STRs
- Techniques for drafting executable STRs and streamlining the filing process
- Assisting law enforcement with investigations before and after an STR has been submitted
- Getting appropriate feedback on reporting to improve future filings
Workshop A: conducted in English
Instructors:
David Cope, Executive Director
Legal and Compliance
Morgan Stanley
Al Demeter, CAMS
Regional Director of Investigations
Citigroup Security & Investigative Services, Asia/Pacific Region
Workshop B: conducted in Chinese
Instructor:
Wu Chun Wei
Special Agent, AMLD
Ministry of Justice Investigation Bureau (MJIB), Taipei County, Taiwan |
| 12.00 - 13.00 |
Networking Luncheon |
| 13.00 - 16.00 |
AFTERNOON WORKSHOP: Building and Maintaining a Risk-Based KYC/Due Diligence Program for the Asia Pacific Region
- Practical KYC program assessment
- Identifying and managing high-risk customers: Balancing business and regulatory needs
- Updates on high-risk PEPs and current regional and global compliance obligations
- Understanding the current regulatory guidance surrounding beneficial ownership requirements
- Utilizing FATF guidance to establish country-specific risk assessments
Workshop C: conducted in English
Instructors:
Daniel Au, CAMS
Vice President, Compliance
Wells Fargo Bank N.A. Hong Kong branch
Gavin Coles
Global Head of AML & Sanctions Compliance
National Australia Bank in Melbourne
Workshop D: conducted in Chinese
Instructors:
Maggie Qiu
Vice President, China AML Risk Manager
Bank of America Merrill Lynch
|
| 16.00 - 17.00 |
Welcome Reception |
