- Mr. Ling Tao
Deputy Director, Chair of Financial Stability Dept, Shanghai Headquarters, People’s Bank of China
Professor, Fudan University
Vice-president of the People’s Bank of China Shanghai Headquaters and Director of the Dept. of Financial Stabibilty and Director of the Dept. of Investigation & Research.
He once worked as the first Director of the Bureau of AML, PBO.
President of the PBOC, Ningbo Branch, Zhejiang Province.
Vice-director of the Institute for Financial Research, PBOC.
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- Il Suek Jang
President
New Finance Society Institution
Il Suek Jang is a living witness of Korea’s financial history as he devoted his whole career in the development of Korea’s financial market and industry. He played a pivotal role in setting the framework for the anti-money laundering regulations of Korea as a financial planning officer at Korea Financial Intelligence Unit (FIU) and has been continuously engaged in anti-money laundering issues since its inception.
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- Daniel Au, CAMS
Vice President, Country AML Compliance Officer, Deutsche Bank, Hong Kong
Daniel has worked in AML compliance for several major international banks and served on the Hong Kong Monetary Authority’s AML Industry Working Group. He is a chartered accountant and frequent speaker at financial training and risk management seminars.
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- Trevor Barritt
European Compliance & AML Actimize Europe
Trevor Barritt is Head of Compliance for Actimize Europe and ensures clients’ business and regulatory needs are met with Actimize’s suite of Brokerage Compliance and AML solutions. Mr. Barritt has 20 years experience as a Compliance Officer and Money Laundering Reporting Officer; he worked at the Financial Services Authority (the UK regulator) and in the compliance departments of CIBC, ING, CSFB and Morgan Stanley. He has authored ICA Compliance textbooks and also lectures and acts as an examiner for ICA compliance qualifications. Mr. Barritt speaks regularly at conferences, has written articles for Compliance Executive and OpRisk & Compliance and served on the LIBA Market Abuse Committee.
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John J. Byrne, CAMS
Executive Vice President, Association of Certified Anti Money Laundering Specialists (ACAMS)
John recently joined ACAMS as Executive Vice President. John is an internationally-recognized regulatory and legislative attorney with over 25 years of experience in financial services issues, with expertise in regulatory oversight, policy and management, anti-money laundering, privacy and consumer compliance. He was most recently President of Condor Consulting LLC and prior to that the Global Regulatory Relations Executive for Bank of America and the Director of the American Bankers Association's Center for Regulatory Compliance. John has received a number of awards, including the Director's Medal for Exceptional Service from the Treasury Department's Financial Crimes Enforcement Network (FinCEN) and the ABA's Distinguished Service Award for his career work in the compliance field.
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- Duarte Chagas
Legal Adviser, Gaming Inspection &
Coordination Bureau, Macau
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- William Aubrey Chapman, CAMS
Director, Aub Chapman Consulting Services
Aub has been involved with controls against money laundering, terrorism financing and sanctions since 1991 and since his retirement from Westpac Banking Corporation has managed his own independent consulting business specializing in controls against financial crimes and in managing cash services. He has undertaken assignments for the UN, ADB, EAG (on behalf of FSVC) and his domestic clients have included AUSTRAC, the ACC and the forensic unit of Deloitte Touche Tohmatsu. He also has conducted AML/CTF training for a range of overseas and domestic clients. Aub received the ACAMS AML Professional of the Year Award in October 2009.
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- Frank Cihlar
Senior Counsel for International Tax Matters, US Department of Justice, Tax Division
Frank Cihlar taught and practiced tax law for many years. His practice included advising both foreign and domestic clients on the international aspects of the U.S. tax laws, including treaty issues. His years in the private sector were interrupted for service as an Assistant Counsel to the Subcommittee on Criminal Laws and Procedures of the United States Senate Judiciary Committee, as Senior Counsel to the Justice Department’s Office for Improvements in the Administration of Justice, and as a member of the Tax Division’s Appellate Section.
Mr. Cihlar has served in the Tax Division’s Criminal Appeals and Tax Enforcement Policy Section, as well as in its Appellate Section. He was appointed the Tax Division’s Senior Counsel for International Tax Matters in 2006.
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- David Clark, CAMS
Head of Financial Crime Intelligence & Analysis, Barclays Wealth
David has extensive global financial crime risk mitigation experience within banks and, previously, government customs agencies. He joined Barclays Wealth from ABN AMRO where he held a senior position in their global advisory and analysis team with specific responsibilities for global AML training & communication and Asia advisory. Prior to switching careers to work in Financial Services, his 18-year law enforcement career as a financial investigator & intelligence officer included 7 years in a crown dependent territory. Additionally, Clark worked on the ACAMS’ taskforces to revise the CAMS certification exam and produce the CAMS Online Training.
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- Ian Cook
ASB Bank Limited, New Zealand
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- Hue Dang
Head of Asia, ACAMS
Hue is the Head of Asia of the Association of Certified Anti-Money Laundering Specialists (“ACAMS”) based in Hong Kong. She has more than 10 years experience in banking and finance. She was previously a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds a Bachelors Degree with honors from Amherst College and a Master in Public Policy from Harvard University’s John F. Kennedy School of Government.
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- A.R. Demeter
Regional Director of Investigations, Citigroup Security & Investigative Services, Asia Pacific Region, Hong Kong
Al manages and conducts investigations of financial crimes and other fraud. He is a former Special Agent, Criminal Investigator of the U.S. Treasury Department in charge of the Asia Pacific Region, where he conducted and managed numerous financial crimes and money laundering investigations.
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- Kevin Downing
Senior Trial Attorney, Office of the Assistant Attorney General, US Department of Justice, Tax Divison
Kevin Downing has been a trial attorney for the U.S. Department of Justice Experience since 1997. As the Senior Trial Attorney he has initiated and supervised more than 150 criminal investigations of U.S. taxpayers with undeclared offshore bank accounts conducted by Tax Division attorneys and U.S. Attorney offices throughout the country. He was the lead prosecutor in the deferred prosecution of UBS AG as well as the KPMG tax shelter case.
Kevin is the 2009 recipient of the John Marshall Award, the most prestigious award issued by the Department of Justice.
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- Muliaman D. Hadad, Ph.D.
Deputy Governor, Bank Indonesia, Indonesia
Muliaman D. Hadad obtained his Doctoral degree in Business and Economics at Monash University, Melbourne, Australia. He began his career as a general staff at the Office of Bank Indonesia in Mataram in 1986. Dr. Hadad was appointed as Deputy Governor of Bank Indonesia pursuant to the Republic of Indonesia Presidential Decree Number 69/P/2006, dated 22 December 2006 and was inaugurated on January 11, 2007. He is currently active in the management of the Indonesian Economist Association (ISEI) as Secretary General, and lecturer at several universities in Jakarta.
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- Peter Hazlewood
Managing Director Compliance Services & Security, Group Legal, Compliance, Secretariat and Security, DBS Bank, Singapore
Peter has group-wide responsibility for all areas of financial crime risk including AML/CFT programs, group investigations, customer complaint handling, compliance surveillance, subpoenas, enhanced due diligence, employee screening, compliance policy and management reporting.
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- Rosalind Lazar, CAMS
Rosalind Lazar, CAMS, Senior Vice President, Regional APAC AML Compliance, CITICORP INVESTMENT BANK (SINGAPORE) LTD
A former Deputy Public Prosecutor with the Commercial Affairs Department, Singapore Ministry of Finance and a Litigation Partner of a major law firm in Singapore, Ros joined the United Nations Compensation Commission in 2001 as a Legal Counsel. In 2004, she joined the Citi Private Bank (CPB) Global AML Compliance Team and helped develop and implement global AML standards for CPB operations throughout the world. She has now taken a more Regional role and is focusing on AML issues in Citi Asia Pacific and covers all Citi businesses. Ros is a member of the Executive Board which intends to form the Singapore Chapter of the Association of Certified Anti-Money Laundering Specialists (ACAMS). Ros holds a Masters in Law Degree from the Columbia School of Law, New York.
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- Sachiko Ohshige
Japan Area Anti-Money Laundering Champion Business Solution Leader Ernst & Young ShinNihon LLC
Sachiko has contributed to several articles published in Japan analyzing the regulatory and supervisory environment, key AML trends, and potential impact on the financial services industry in Japan. Currently, as part of the initiative to raise awareness for AML throughout Japan, Sachiko is playing an active role in establishing the presence of ACAMS through organizing ACAMS events in Japan in addition to assisting with translating and localizing the CAMS examination and related materials into Japanese as the first and only certified CAMS trainer in Japan. Furthermore, as a business solution leader at Ernst & Young ShinNihon LLC, Sachiko is responsible for managing advisory services in regulatory & compliance risk management for financial institution, including AML-related projects.
Sachiko has extensive experience in the financial services industry working for domestic and global financial institutions as well as business strategy consultancies and IT risk management.
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- Hwi Leng Ong
Money Laundering Risk Executive, Bank of America Merrill Lynch for North Asia, Singapore
Hwi Leng is the Money Laundering Risk Executive for North Asia for Bank of America Merrill Lynch. She covers Anti-Money Laundering (AML) for the investment banking, global markets, wealth management, cash management and corporate banking businesses across China, Hong Kong, Japan, Korea, Taiwan and Thailand. She is the principal interface with lines of business in the North Asia region on money laundering risk Issues. She provides inputs on the Global AML Program to the Money Laundering Risk Executive for Asia and leads Money Laundering Reporting Officer’s (MLRO’s) in the region. She also provides advice on potentially higher-risk and more complex customers. Prior to joining the bank she worked in the AML/CFT Advisory team of a leading Singapore bank where she was actively involved with the rollout of the AML program for their China operations owing to the new AML regulations in 2007. She has also worked in compliance advisory with PricewaterhouseCoopers Singapore. She is a Certified Public Accountant (CPA) from Singapore and also holds the International Compliance Association (ICA) Diploma in AML from the UK.
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- Jonathan I. Polk, CAMS
Senior Vice President, Special Investments Management Group, Federal Reserve Bank of New York Mr.
Jonathan is a member of the AIG Monitoring Team and an advisor to the Bank Supervision Group on compliance policy matters. Jonathan joined the Bank as an attorney in 1986. In 1989, Jonathan joined the law firm of Miller & Wrubell, P.C., where he practiced commercial litigation. In 1992, he returned to the Bank and joined the Legal Group where he specialized in litigation and regulatory enforcement. Jonathan held a series of positions of increasing responsibility in the Legal Group from 1992 to January 2006. In January of 2006, he moved to the Risk Division of the Bank Supervision Group where he assumed responsibility for anti-money laundering and corporate compliance examinations. In February of 2009, Mr. Polk moved to his current position on the AIG Monitoring Team and was promoted to the rank of Senior Vice President in December of 2009.
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- Bruce Quick
Director Sales & Business Development, Asia Pacific, Norkom
Bruce leads the business development and growth of Norkom in Asia Pacific. Before joining Norkom, Bruce had been responsible for successfully establishing two leading US software houses in the Asia Pacific region. He has business experience in Australia, Asia and Europe, where he has had responsibility for software sales, marketing, professional services and business management.
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- Police. Col. Seehanat Prayoonrat, Ph.D. (Law)
Deputy Secretary-General, Anti-Moneylaundering Office (FIU), Thailand
Police Col. Seehanat Prayoonrat graduated with B.A. in Public Administration from Police Cadet Academy, 1978, LL.B. from Ramkhamhaeng University, 1979; M.A. in Political Science from Long Island University, USA, 1981; LL.M. from Chulalongkorn University, 1991; M.Sc. in Information Technology from Rangsit University, 2005. In 2008, he was awarded a Ph.D. degree in Juridical Science, Chulalongkorn University. He was appointed as a member of Drafting Committee on Anti-Money Laundering Law and has served in various capacities with Parliamentary and Governmental bodies. He wrote a monograph entitled “An Overview of the Legal Framework of Thailand’s AML-CFT Activities” published by the Asian Development Bank (ADB) in 2006. He served as Director, Financial Intelligence Unit (FIU) and Chief Information Officer (CIO) of AMLO, Thailand and is currently Acting Secretary-General. He is an awardee of numerous certificates such as Financial Investigation, Forfeiture of Assets, Money Laundering, Anti-Corruption.
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- Richard A. Small
Vice President, Enterprise-Wide AML and Sanctions Risk Management, American Express, United States
He previously served as global AML leader for GE Money. He joined the Federal Reserve System as special counsel in 1989, with responsibility for all Bank Secrecy Act and money laundering matters, conducting investigations of complex financial transactions, suspicious activities and related enforcement actions. He is also vice-chair of the ACAMS Advisory Board.
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- Patricia M. Sullivan
Regional Head AML Compliance, APAC, UBS, Hong Kong
Patricia is currently the APAC Regional Head of Anti-Money Laundering, Sanctions and Anti-Bribery Compliance for UBS Investment Bank, based in Hong Kong. Patricia joined UBS in 2006, and before moving to Hong Kong, was the Regional Head of AML Compliance for the Americas Region of UBS Investment Bank, covering the US, Brazil, Mexico and Canada. Prior to joining UBS, her career spans from working in the Manhattan’s District Attorneys office on cases involving securities and financial fraud; Deloitte & Touché as securities litigation counsel and her own law firm in 2002 specializing in criminal defense and litigation. Patricia received a BA from Columbia University and a JD from Fordham University; and is admitted to the New York State Bar.
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- Jeremy Warren
Deputy Head of Financial Crime Prevention, Asia-Pacific Newedge Group, Hong Kong
Jeremy Warren is the Deputy Head of FCP, Asia-Pacific for Newedge Group focusing on global policy and procedure implementation, transaction monitoring, suspicious activity reporting and enhanced due diligence on increased risk accounts. He also spent time working for Newedge in the United States as Deputy Head of AML - Americas. Prior to joining Newedge, Mr. Warren was Vice President & Senior Compliance Officer at LaSalle Bank in Chicago. At LaSalle Bank his responsibilities included oversight of the Personal Financial Services AML program. He began his career at the National Futures Association. He earned his MBA from DePaul University and his undergraduate degree from the University of Iowa. He is a Certified Anti-Money Laundering Specialist (CAMS), FINRA 7, 24 & 66 licensed and has passed the Paper 1 exam in Hong Kong.
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Richard Watson
Richard Watson, Managing Director, ATC (HONG KONG) LIMITED
Originating from Sydney, Richard has spent the last 22 years in general management and executive level operations with IT and professional services multinationals in Australia and Asia. He relocated to Hong Kong in 1997 where he is now a permanent resident. As the Managing Director of Amsterdam Trust Corporation (ATC) in Hong Kong, he has been responsible for establishing and growing their business in Hong Kong, PRC and Taiwan. Established in 1893, ATC has over its 116 year history developed into a multinational with 18 offices specializing in corporate services, trust administration, fund services and capital markets.
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- Dr. Shi Yongyan
Deputy Director, General Office, Anti-Money Laundering Bureau,
People’s Bank of China, China
Mr. Shi was one of the pioneers to participate in the establishment of China’s AML/CFT regime from 2003, first as the deputy director of AML division in SAFE (State Administration for Foreign Exchange), and took up current position in AML Bureau, People’s Bank of China in 2006. Mr. Shi took part in the FATF’s mutual evaluation of China’s AML/CFT system in 2006 and was the first FATF-appointed assessor from China to evaluate the South African’s AML/CFT regime from 2008 to 2009. His main job focuses on AML/CFT research, awareness raising, etc. including compiling annual China’s AML Reports, and drafting the first national China’s AML Strategy (2008-2012) .
Mr. Shi obtained B.A and MA (economics) from Peking University, and MBA (Nanyang Fellows) and PhD in NTU, Singapore. He finished a six-week EMBA study program in Sloan School of Management, MIT, USA.
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- Beng Soon Yu
Deputy Country Money Laundering Prevention Officer (DCMLPO) Standard Chartered Bank, China
Beng Soon Yu is responsible for overall Financial Crime Risk control of Standard Chartered Bank (China) Limited. His team oversees the bank’s AML/CFT compliance and Fraud Risk management. He has more than 10 years of experience in the field of Criminal Analysis and AML/CFT.
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Dato’ Zamani Abdul Ghani
Deputy Governor, Bank Negara Malaysia
Dato’ Zamani Abdul Ghani is currently a Deputy Governor of Bank Negara Malaysia and is a member of its Board of Directors. He oversees various departments in the Bank responsible for the supervision of financial institutions, the payment systems, corporate and related services, as well as units combating abuses in the financial system, including the FIU and Chairman of the National Coordinating Committee on AML/CFT. Financial services include both conventional and Islamic banks, insurance operators and development financial institutions. Dato’ Zamani holds a Master’s degree in Management from the Asian Institute of Management, Manila, the Philippines and a Bachelor degree in Economics (Analytical) from the University of Malaya, Kuala Lumpur. He is a Fellow Member of the Malaysia Institute of Bankers. Dato’ Zamani is also involved with the International Centre for Education in Islamic Finance (INCEIF), and is a member of the INCEIF Governing Council and the Executive Committee.
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- Tang Zhuchang
Acting Director of the CCAMLS (China Center for AML Studies) Fudan University, China
Professor, Doctor of School of Economics, Fudan University
Deputy Director of China Centre for Anti-money Laundering Studies, Fudan University
Deputy Director of The Center of Russian, East European & Central Asian Studies, Fudan University
Deputy Director of the Shanghai Cooperation Organization
Vice-Chairman of the Institute for Russian, East European & Central Asian Studies
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